enforcement

Victim can sue bank over fraudulent transfer, B.C. court rules Fallback Image Decorative pattern

Industry

Victim can sue bank over fraudulent transfer, B.C. court rules

The bank may have had a duty to warn the customer about a scheme

By James Langton |January 30, 2023

3 min read

Court dismisses suit involving hospital workers selling new mothers’ contact information to RESP dealer reps Fallback Image Decorative pattern

Industry

Court dismisses suit involving hospital workers selling new mothers’ contact information to RESP dealer reps

The court noted that the privacy breach didn't involve confidential medical information

By James Langton |January 24, 2023

2 min read

Bloomberg sanctioned over bond pricing disclosures Bloomberg sanctioned over bond pricing disclosures

Industry

Bloomberg sanctioned over bond pricing disclosures

Securities prices sometimes relied on single sources, the SEC alleged

By Staff |January 23, 2023

2 min read

Advisor hit hardest in Amaya Gaming insider trading case Fallback Image Decorative pattern

Industry

Advisor hit hardest in Amaya Gaming insider trading case

An Ontario tribunal handed down $5.1 million in penalties and other costs

By James Langton |January 23, 2023

2 min read