Derivatives

CSA requests comments on OTC derivatives proposal

CSA today published for comment CSA Consultation Paper 92-401 Derivatives Trading Facilities. The paper proposes a framework for regulating facilities that bring together multiple buyers and multiple sellers of OTC derivatives. It also proposes that OTC derivatives that meet certain criteria may be required to trade exclusively on such regulated facilities.

By Staff |January 29, 2015

1 min read

Deutsche Bank to pay $3M over CFTC charges

Deutsche Bank has been ordered to pay a $3-million fine by the CFTC.

By Staff |December 29, 2014

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De-risk in the face of volatility

There’s still plenty of downside in this market, but options can protect clients

By Melissa Shin |October 22, 2014

2 min read

Chicago ME submits trade repository application to OSC

The OSC has published for a 30-day comment period the applications by the Chicago Mercantile Exchange Inc., DTCC Data Repository (U.S.) LLC and Ice Trade Vault, LLC for designation as trade repositories in Ontario.

By Staff |July 31, 2014

1 min read