CRM

Brush up on CRM2 referral fee rules Fallback Image Decorative pattern

Industry

Brush up on CRM2 referral fee rules

Last week IIROC released an updated version of its CRM2 FAQs. Get up to speed on the SRO's requirements.

By Dean DiSpalatro |June 7, 2016

6 min read

CRM2 isn’t Y2K – it’s real Fallback Image Decorative pattern

Industry

CRM2 isn’t Y2K – it’s real

CRM2: four characters that, even at this late date, strike fear into the hearts of compliance officers.

April 28, 2016

3 min read

Nervous about CRM2? Here’s how U.K. dealt with transparency reforms Fallback Image Decorative pattern

Industry

Nervous about CRM2? Here’s how U.K. dealt with transparency reforms

Over the last eight years, U.K. advisors have dealt with qualification and fee-transparency reforms.

April 28, 2016

3 min read

What’s wrong with gross of fees? Fallback Image Decorative pattern

Industry

What’s wrong with gross of fees?

My inbox is bombarded almost daily with the latest report or white paper on such-and-such industry topic. I can’t read them all, but I always make time for reports on fees and the great battle between active managers and the index. What’s caught my eye—and ire—is that some data providers present active manager performance reports […]

By Dean DiSpalatro |February 5, 2016

2 min read