Compliance

Troubled fintech secures creditor protection Troubled fintech secures creditor protection

Regulation

Troubled fintech secures creditor protection

Court appoints monitor, Bank of Canada amends compliance order for XTM Inc.

By James Langton |March 2, 2026

2 min read

Big Six agree on third-party risk management compliance framework Big Six agree on third-party risk management compliance framework

Industry

Big Six agree on third-party risk management compliance framework

CanDeal to help pilot common solution to cut duplicative administrative, compliance tasks

By Jonathan Got |March 2, 2026

2 min read

Industry moves: Another resignation at CAAT, new faces at Scotia Wealth Management, Desjardins Securities Industry moves: Another resignation at CAAT, new faces at Scotia Wealth Management, Desjardins Securities

Industry News

Industry moves: Another resignation at CAAT, new faces at Scotia Wealth Management, Desjardins Securities

Plus, promotions at Guardian Capital, Mackenzie Investments, CPPIB and more

By Alisha Hiyate |March 2, 2026

4 min read

BMO, ex-trader sanctioned in front-running case BMO, ex-trader sanctioned in front-running case

Regulation

BMO, ex-trader sanctioned in front-running case

MX agrees to $289,000 in fines and costs ordered against firm, former trader

By James Langton |February 25, 2026

1 min read