CIRO

CIRO pushes retail data project to 2027 CIRO pushes retail data project to 2027

Regulation

CIRO pushes retail data project to 2027

Effort to gain insight on dealers' clients will seek data from year-end 2026

By James Langton |April 15, 2025

2 min read

Most of CSA hands registration to CIRO Most of CSA hands registration to CIRO

Regulation

Most of CSA hands registration to CIRO

All provinces expected to join effort to curb duplication, burden

By James Langton |April 1, 2025

2 min read

CIRO CEO updates on rule consolidation, advisor incorporation CIRO CEO updates on rule consolidation, advisor incorporation

Regulation

CIRO CEO updates on rule consolidation, advisor incorporation

Andrew Kriegler expressed confidence that regulators 'have a path forward' on longstanding issue of incorporation

By Alisha Hiyate |March 25, 2025

4 min read

CIRO takes over registration for firms, mutual fund reps in Ontario CIRO takes over registration for firms, mutual fund reps in Ontario

Regulation

CIRO takes over registration for firms, mutual fund reps in Ontario

The change has positive implications for reps who get terminated for an enforcement investigation, Ellen Bessner says

By Michelle Schriver |March 12, 2025

3 min read