Canadian Investment Regulatory Organization

Opinion: Ontario’s provincial budget lacks modernization Opinion: Ontario’s provincial budget lacks modernization

Regulation

Opinion: Ontario’s provincial budget lacks modernization

The budget doesn't do enough to modernize the province's approach to investor protection and complaint resolution

By Harvey Naglie |May 21, 2025

5 min read

CIRO pushes retail data project to 2027 CIRO pushes retail data project to 2027

Regulation

CIRO pushes retail data project to 2027

Effort to gain insight on dealers' clients will seek data from year-end 2026

By James Langton |April 15, 2025

2 min read

New CIRO fee model gets OSC approval New CIRO fee model gets OSC approval

Regulation

New CIRO fee model gets OSC approval

After consultation, SRO cuts proposed new dealer application fees

By James Langton |January 30, 2025

2 min read

Ex-fund rep used online brokers with clients Ex-fund rep used online brokers with clients

Regulation

Ex-fund rep used online brokers with clients

Rep circumvented registration limits to trade wider range of securities

By James Langton |December 9, 2024

2 min read