Canadian Investment Regulatory Organization

Opinion: CIRO’s data freeze is a regulatory failure Opinion: CIRO’s data freeze is a regulatory failure

Opinion

Opinion: CIRO’s data freeze is a regulatory failure

Without systematic data collection, CIRO can’t identify and address structural risks before they do harm

By Harvey Naglie |October 30, 2025

4 min read

Here’s why advisors need a business continuity plan Here’s why advisors need a business continuity plan

Your Business

Here’s why advisors need a business continuity plan

A BCP isn’t a succession plan — here’s how to build a good one

By John Novachis |October 22, 2025

4 min read

Denver-based education provider acquires SeeWhy Financial Learning Denver-based education provider acquires SeeWhy Financial Learning

Industry

Denver-based education provider acquires SeeWhy Financial Learning

Acquisition comes at “critical moment,” amid industry’s proficiency developments

By Michelle Schriver |October 14, 2025

3 min read

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulation

OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers

Regulator clarifies its response to concerns arising from survey of mutual fund reps

By Michelle Schriver |October 10, 2025

3 min read