advisor incorporation

CIRO seeks to tackle persistent policy challenges CIRO seeks to tackle persistent policy challenges

Regulation

CIRO seeks to tackle persistent policy challenges

SRO sets out regulatory agenda for year ahead

By James Langton |April 8, 2026

2 min read

Opinion: Advisor incorporation and the retail investor Opinion: Advisor incorporation and the retail investor

Opinion

Opinion: Advisor incorporation and the retail investor

The proposal has national implications — CIRO should work on this with the CSA

By Ken Kivenko |November 11, 2025

3 min read

Advisor incorporation ‘a hot potato’ Advisor incorporation ‘a hot potato’

Regulation

Advisor incorporation ‘a hot potato’

CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope

By Noushin Ziafati |November 3, 2025

4 min read