Regulation

FP Canada consults on conflict-related rule, trusted contact person Fallback Image Decorative pattern

Regulation

FP Canada consults on conflict-related rule, trusted contact person

The certification body also proposed a "monitor and review" practice standard

By Staff |November 14, 2023

2 min read

OSC seeks extended cease trade against hedge fund Fallback Image Decorative pattern

Regulation

OSC seeks extended cease trade against hedge fund

Regulator investigating amid suspected trading misconduct

By James Langton |November 14, 2023

2 min read

Financial sector would be excluded from EU net-zero law, leak reveals Fallback Image Decorative pattern

Regulation

Financial sector would be excluded from EU net-zero law, leak reveals

Critics say proposed changes to the Corporate Sustainability Due Diligence Directive would make it unenforceable

By Ed Davey |November 14, 2023

5 min read

CIRO’s investor office sets broad agenda Fallback Image Decorative pattern

Regulation

CIRO’s investor office sets broad agenda

Group to focus on investor-advisor relationships, complaints, suitability

By James Langton |November 14, 2023

2 min read