Regulation

CSA unveils binding authority for OBSI CSA unveils binding authority for OBSI

Regulation

CSA unveils binding authority for OBSI

Regulators propose long-awaited reforms to enhance industry dispute-resolution system

By James Langton |November 30, 2023

3 min read

Polluter pays principle comes to U.K. advice market Fallback Image Decorative pattern

Regulation

Polluter pays principle comes to U.K. advice market

FCA to require companies to set aside capital for investor redress

By James Langton |November 29, 2023

2 min read

Conservative Supreme Court justices seem open to attack on SEC Conservative Supreme Court justices seem open to attack on SEC

Regulation

Conservative Supreme Court justices seem open to attack on SEC

Case involves appeal of a lower-court ruling that threw out stiff financial penalties imposed on hedge fund manager

By Mark Sherman, The Associated Press |November 29, 2023

3 min read

Firms adjust ESG disclosure, communication following scrutiny: report Firms adjust ESG disclosure, communication following scrutiny: report

Regulation

Firms adjust ESG disclosure, communication following scrutiny: report

Firms are reporting increased compliance costs as they respond to ESG guidance and regulatory "sweeps"

By Mark Burgess |November 29, 2023

2 min read