Regulation

Allow investors to hold alternative investments in registered plans, industry groups urge feds

CAASA, AIMA make submissions to Finance's qualified investments consultation

By Rudy Mezzetta |August 6, 2024

3 min read

Regulation

CSA orders crypto firms to start joining CIRO

Regulators call time on interim approach to onboarding crypto firms

By James Langton |August 6, 2024

1 min read

Regulation

Trailer fee class action certified

RBC the latest large fund manager to face fund fee suit

By James Langton |August 1, 2024

2 min read

Regulation

BCSC calls on Parliament to fix enforcement gap

New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy

By James Langton |August 1, 2024

3 min read

FINTRAC sanctions Montreal wealth manager

A Montreal-based portfolio manager and dealer has been fined by the Financial Transactions and Reports Analysis Centre of Canada (FINTRAC) for compliance violations. The federal anti-money laundering agency imposed an administrative monetary penalty of $49,500 on Gestion de Patrimoine Blue Bridge Inc., which is registered as a portfolio manager in Ontario and as a portfolio […]

1 min read