Regulation

Fund dealer complaints drop, bank gripes up: OBSI Fund dealer complaints drop, bank gripes up: OBSI

Regulation

Fund dealer complaints drop, bank gripes up: OBSI

Fraud claims pass suitability issues among investment cases

By James Langton |July 23, 2024

2 min read

Much work to be done, CSA year in review shows Much work to be done, CSA year in review shows

Regulation

Much work to be done, CSA year in review shows

Ongoing regulatory initiatives include binding authority at OBSI, climate-related disclosures, misleading titles, mutual fund sales practices and more

By James Langton |July 23, 2024

4 min read

Big banks must boost capital under now-delayed reform Big banks must boost capital under now-delayed reform

Regulation

Big banks must boost capital under now-delayed reform

DBRS estimates $27 billion in capital needed to keep ratios at current levels

By James Langton |July 18, 2024

3 min read

Ontario proposes new pension solvency test Ontario proposes new pension solvency test

Regulation

Ontario proposes new pension solvency test

Finance seeks funding test for plans that have been exempt

By James Langton |July 18, 2024

2 min read