Regulation

Christmas comes early for FAIR Canada Christmas comes early for FAIR Canada

Regulation

Christmas comes early for FAIR Canada

OSC provides investor advocate with $11 million in funding over six years

By James Langton |November 27, 2024

2 min read

OSC, CIRO to review banks’ sales practices OSC, CIRO to review banks’ sales practices

Regulation

OSC, CIRO to review banks’ sales practices

Regulators cite concerns about high-pressure sales tactics in bank branches

By James Langton  and  Katie Keir |November 26, 2024

3 min read

Trader sanctioned for improper disclosure Trader sanctioned for improper disclosure

Regulation

Trader sanctioned for improper disclosure

Hedge fund traded on information about firm’s pending block trades

By James Langton |November 26, 2024

2 min read

IOSCO seeks improved oversight of OTC markets IOSCO seeks improved oversight of OTC markets

Regulation

IOSCO seeks improved oversight of OTC markets

Global commodities market demands enhanced resilience

By James Langton |November 25, 2024

2 min read