Regulation

Powell: Fed’s independence from politics is vital Powell: Fed’s independence from politics is vital

Regulation

Powell: Fed’s independence from politics is vital

President-elect Trump has made numerous public criticisms of the Fed, Powell

By Christopher Rugaber, The Associated Press |December 4, 2024

2 min read

Founder of failed global crypto lending platform pleads guilty to fraud charges Founder of failed global crypto lending platform pleads guilty to fraud charges

Regulation

Founder of failed global crypto lending platform pleads guilty to fraud charges

Alexander Mashinsky admitted that he misled customers about the business

By Larry Neumeister, The Associated Press |December 4, 2024

2 min read

Robo advisor sanctioned over CFR shortcomings Robo advisor sanctioned over CFR shortcomings

Regulation

Robo advisor sanctioned over CFR shortcomings

Compliance sweep in 2022 found WealthBar wasn’t meeting new standards

By James Langton |December 3, 2024

2 min read

Ex-fund rep fined, banned over theft Ex-fund rep fined, banned over theft

Regulation

Ex-fund rep fined, banned over theft

Rep admitted to misappropriating money from investment and insurance clients

By James Langton |December 2, 2024

2 min read