Regulation

Quebec bill to bring mutual fund reps under CIRO ‘rushed’, industry says Quebec bill to bring mutual fund reps under CIRO ‘rushed’, industry says

Regulation

Quebec bill to bring mutual fund reps under CIRO ‘rushed’, industry says

Provincial government, AMF, criticized for a lack of consultation over moves

By Guillaume Poulin-Goyer |May 23, 2025

5 min read

Opinion: Ontario’s provincial budget lacks modernization Opinion: Ontario’s provincial budget lacks modernization

Regulation

Opinion: Ontario’s provincial budget lacks modernization

The budget doesn't do enough to modernize the province's approach to investor protection and complaint resolution

By Harvey Naglie |May 21, 2025

5 min read

Ex-rep ordered to repay brokerage loan Ex-rep ordered to repay brokerage loan

Regulation

Ex-rep ordered to repay brokerage loan

B.C. court rejects former rep's claim that settlement was based on fraud

By James Langton |May 13, 2025

3 min read

Payback to Bridging investors underway Payback to Bridging investors underway

Regulation

Payback to Bridging investors underway

Transfers to dealers began this week, distributions to investors to follow

By James Langton |May 9, 2025

2 min read