Regulation

Tribunal declines to lift enforcement sanctions Tribunal declines to lift enforcement sanctions

Regulation

Tribunal declines to lift enforcement sanctions

Removing sanctions would undermine deterrent, plan speculative, panel finds

By James Langton |November 5, 2025

2 min read

Advisor incorporation ‘a hot potato’ Advisor incorporation ‘a hot potato’

Regulation

Advisor incorporation ‘a hot potato’

CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope

By Noushin Ziafati |November 3, 2025

4 min read

MX finds BMO Nesbitt Burns engaged in front running MX finds BMO Nesbitt Burns engaged in front running

Regulation

MX finds BMO Nesbitt Burns engaged in front running

Disciplinary committee concludes prop trades took advantage of client

By James Langton |November 3, 2025

2 min read

Bid for unpaid child support from estate gets go-ahead Bid for unpaid child support from estate gets go-ahead

Regulation

Bid for unpaid child support from estate gets go-ahead

Ontario court allows adult woman to seek support from father's estate

By James Langton |November 3, 2025

3 min read