Regulation

U.S. charges Canadian in alleged crypto Ponzi scheme U.S. charges Canadian in alleged crypto Ponzi scheme

Regulation

U.S. charges Canadian in alleged crypto Ponzi scheme

SEC, DoJ allege that scheme started on social media

By James Langton |December 10, 2025

3 min read

Industry falling short on CFR compliance: CSA, CIRO Industry falling short on CFR compliance: CSA, CIRO

Regulation

Industry falling short on CFR compliance: CSA, CIRO

Review documents failings in meeting KYC, KYP, suitability requirements

By James Langton |December 10, 2025

3 min read

CSA seeks committee members for initiative on real-time market data access CSA seeks committee members for initiative on real-time market data access

Regulation

CSA seeks committee members for initiative on real-time market data access

Goal is to develop recommendations to improve access for retail investors, advisors

By Staff |December 8, 2025

1 min read

CIRO to issue final dealer rules in February CIRO to issue final dealer rules in February

Regulation

CIRO to issue final dealer rules in February

Final consultation on merged dealer rules will get 120-day comment period

By James Langton |December 3, 2025

2 min read