Regulation

Crypto platform sanctioned by FINTRAC Crypto platform sanctioned by FINTRAC

Regulation

Crypto platform sanctioned by FINTRAC

Firm failed to report attempted suspicious transactions

By James Langton |December 18, 2025

1 min read

MX proposes changes to enforcement MX proposes changes to enforcement

Regulation

MX proposes changes to enforcement

Exchange to drop "minor violation" process, add new remediation function

By James Langton |December 18, 2025

2 min read

CIRO settles with dealer for oversight lapse CIRO settles with dealer for oversight lapse

Regulation

CIRO settles with dealer for oversight lapse

External provider stopped including CSE stocks in trading reports

By James Langton |December 17, 2025

2 min read

Client-focused reforms — four years in, still waiting for results Client-focused reforms — four years in, still waiting for results

Regulation

Client-focused reforms — four years in, still waiting for results

If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed

By Harvey Naglie |December 17, 2025

5 min read