Industry News

SEC sanctions Canadian over pump-and-dumps SEC sanctions Canadian over pump-and-dumps

Regulation

SEC sanctions Canadian over pump-and-dumps

Accountant allegedly found assets used to lure investors to schemes

By James Langton |December 19, 2025

2 min read

Executive banned in failed real estate scheme Executive banned in failed real estate scheme

Regulation

Executive banned in failed real estate scheme

OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation

By James Langton |December 19, 2025

2 min read

Tanya Staples is on Canadian Advisor.cast Tanya Staples is on Canadian Advisor.cast

Industry

Tanya Staples is on Canadian Advisor.cast

Women continue to face systemic issues in Canada’s financial planning industry — Tanya Staples has an idea

By Kevin Press |December 19, 2025

3 min read

ASC extends safe harbour regime to climate-related disclosures ASC extends safe harbour regime to climate-related disclosures

Regulation

ASC extends safe harbour regime to climate-related disclosures

Provincial regulator can halt trading when misinformation circulates

By Jonathan Got |December 19, 2025

1 min read