Industry News

OSC, CIRO to review banks’ sales practices OSC, CIRO to review banks’ sales practices

Regulation

OSC, CIRO to review banks’ sales practices

Regulators cite concerns about high-pressure sales tactics in bank branches

By James Langton  and  Katie Keir |November 26, 2024

3 min read

Outlook for global fund sector improving: Fitch Outlook for global fund sector improving: Fitch

Market Insights

Outlook for global fund sector improving: Fitch

Easing economic, financial conditions point to growth for fund managers

By James Langton |November 26, 2024

2 min read

Canaccord says ‘there is no plan’ to sell its U.K. wealth management division Canaccord says ‘there is no plan’ to sell its U.K. wealth management division

Industry News

Canaccord says ‘there is no plan’ to sell its U.K. wealth management division

The company refuted a media report that a sale could be in the works

By Noushin Ziafati |November 26, 2024

2 min read

Trader sanctioned for improper disclosure Trader sanctioned for improper disclosure

Regulation

Trader sanctioned for improper disclosure

Hedge fund traded on information about firm’s pending block trades

By James Langton |November 26, 2024

2 min read