Industry News

Ex-fund rep fined, banned over theft Ex-fund rep fined, banned over theft

Regulation

Ex-fund rep fined, banned over theft

Rep admitted to misappropriating money from investment and insurance clients

By James Langton |December 2, 2024

2 min read

The wild west of crypto enforcement The wild west of crypto enforcement

Regulation

The wild west of crypto enforcement

Given misconduct worth somewhere between $1.6 million and $94 million, BCSC panel takes a shot at valuing crypto disgorgement

By James Langton |December 2, 2024

4 min read

The evolution of trading poses regulatory challenges The evolution of trading poses regulatory challenges

Market Insights

The evolution of trading poses regulatory challenges

IOSCO's latest report examines the risks created by the age of demutualization

By James Langton |November 29, 2024

3 min read

Questrade lays off undisclosed number of employees Questrade lays off undisclosed number of employees

Industry News

Questrade lays off undisclosed number of employees

The cuts are not reflective of the state of the underlying business, the firm says

By Ian Bickis, The Canadian Press |November 29, 2024

1 min read