Regulation

It’s not you, it’s me: RBC

It’s not you, it’s me: RBC

Quebec court finds bank liable for ending banking relationship on short notice

By James Langton |May 20, 2026

4 min read

Court rejects Bridging execs’ appeal

Court rejects Bridging execs’ appeal

Renewed bid for a stay of OSC enforcement proceedings denied

By James Langton |May 19, 2026

3 min read

FINTRAC sanctions P2P crypto dealer

FINTRAC sanctions P2P crypto dealer

Compliance review found five alleged violations of anti-money laundering rules

By James Langton |May 14, 2026

1 min read

Managed accounts, marketing in OSC crosshairs

Managed accounts, marketing in OSC crosshairs

Regulator details compliance priorities for year ahead

By James Langton |May 14, 2026

2 min read

OSC’s Vingoe elected IOSCO vice chair

OSC’s Vingoe elected IOSCO vice chair

Board of global regulatory group elects new vice chairs, re-elects chair

By James Langton |May 13, 2026

1 min read

OSC investor advisory panel reports amidst ‘rapid pace of change’

OSC investor advisory panel reports amidst ‘rapid pace of change’

Recommendations address disclosure, investor tools and finfluencer regulation

By Staff |May 12, 2026

1 min read

Rep fined, banned for borrowing from client

Rep fined, banned for borrowing from client

CIRO panel approves settlement with ex-bank rep

By James Langton |May 12, 2026

1 min read

The OSC should do more on investor protection

The OSC should do more on investor protection

The regulator was given a broader mandate in 2021 — its priorities are out of balance

By Harvey Naglie |May 12, 2026

4 min read

A case of alleged regulatory failure

A case of alleged regulatory failure

Investors can argue "bad faith" by FSCO in syndicated mortgage debacle: court

By James Langton |May 11, 2026

4 min read

Execs sanctioned in OSC settlement

Execs sanctioned in OSC settlement

Company failed to disclose shares paid to officers

By James Langton |May 11, 2026

2 min read

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