Whistleblower

OSC rewards offshore whistleblowers OSC rewards offshore whistleblowers

Industry

OSC rewards offshore whistleblowers

Tipsters were paid $240,000 for information that led the regulator to open an investigation

By Staff |March 1, 2022

1 min read

SEC total enforcement activity down slightly in 2021 Fallback Image Decorative pattern

Industry

SEC total enforcement activity down slightly in 2021

The U.S. regulator reported a record year for whistleblowers

By James Langton |November 19, 2021

1 min read

U.S. regulator pays record award for fruitful tip U.S. regulator pays record award for fruitful tip

Industry

U.S. regulator pays record award for fruitful tip

The whistleblower payout of $200M was in part for foreign enforcement

By James Langton |October 21, 2021

2 min read

SEC bans pair for pointless whistleblower filings SEC bans pair for pointless whistleblower filings

Industry

SEC bans pair for pointless whistleblower filings

Rule changes from 2020 enable SEC to ban frivolous filers from its tip award program

By James Langton |September 28, 2021

1 min read