Trailer fee

Manulife renames equities team, announces plan to discontinue DSCs

Manulife renames equities team, announces plan to discontinue DSCs

The firm also announced various risk-rating and fund-names changes

By Staff |July 27, 2021

1 min read

Decorative pattern

SLGI to ditch DSCs, trailing commissions paid to OEO dealers

The firm is also renaming certain mutual funds

By Staff |July 14, 2021

1 min read

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Rep sanctioned over needless DSC sale

A client eligible for no-loads funds was instead sold a DSC fund to boost the rep's compensation

By James Langton |July 12, 2021

2 min read

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Planning and Advice

Client-focused reforms and advisor compensation

New rules coming into effect June 30 require advisors to address material conflicts

By Michelle Schriver |June 10, 2021

6 min read

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TD Asset Management loses bid to block class action

The Ontario Divisional Court has rejected TDAM’s leave to appeal an earlier ruling

By Staff |October 9, 2020

1 min read

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IA Clarington adds two active fixed income funds

Both funds have low risk ratings

By Staff |July 20, 2020

1 min read

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NEI will discontinue DSCs this year

The firm cited a lack of demand for the fee option

By Staff |June 26, 2020

1 min read

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Trailer fee class action against TD to proceed

An Ontario court said the plaintiff has a viable claim for breach of trust and fiduciary duty

By James Langton |February 28, 2020

2 min read

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Trailer-fee class action launched

Lawsuit's goal is to have discount brokerages return trailing commissions to investors

By Staff |January 17, 2020

1 min read

Decorative pattern

CSA to ban DSCs everywhere but Ontario

Ontario is considering alternatives to a DSC ban, but will join the CSA in outlawing trailers for discount brokers

By James Langton |December 19, 2019

2 min read

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