Trade execution

Market Insights

Understanding the ETF liquidity myth

Truth is, redeemability also depends on underlying securities.

By Atul Tiwari |January 15, 2013

4 min read

Industry

NASAA proposes uniting custody and recordkeeping rules

NASAA is proposing to change a discrepancy in these two rules.

By Staff |January 14, 2013

1 min read

Industry

Nasdaq cancels dozens of trades

The Financial Times reports Nasdaq has cancelled trades in some of Wall Street's biggest stocks, including Goldman Sachs and Citigroup.

By Staff |December 14, 2012

1 min read

Industry

High-speed traders take profits from investors

High-speed trading firms are snapping up profits from traditional investors, says Andrei Kirilenko of the CFCT.

By Wire services |December 5, 2012

1 min read

Wall St works its way through dark

There appears to be a tradition at Wall Street that the show must go on. That spirit has been evident in New York City in the wake of Hurricane Sandy that left a trail of destruction and disrupted much of business activity. Wall Street workers and financial institutions continue to work from makeshift shops at […]

By Staff |November 5, 2012

1 min read

IIROC fines rep $50,000

On October 11, 2012, a hearing panel of the Investment Industry Regulatory Organization of Canada (IIROC) accepted a settlement agreement, with sanctions, between IIROC staff and Samuel Ryan Scoten. Scoten admitted he solicited and facilitated the purchase of shares without his employer’s consent, he engaged in discretionary trading, and that he provided IIROC staff with […]

By Staff |October 19, 2012

2 min read

Trade execution

Understanding the ETF liquidity myth

NASAA proposes uniting custody and recordkeeping rules

Nasdaq cancels dozens of trades

High-speed traders take profits from investors

Knight Capital shares boosted by sale rumours

Wall St works its way through dark

New systems will speed trading

IIROC fines rep $10,000

IIROC fines rep $50,000

IIROC implements short sale changes