settlement

Execs sanctioned in OSC settlement Execs sanctioned in OSC settlement

Regulation

Execs sanctioned in OSC settlement

Company failed to disclose shares paid to officers

By James Langton |May 11, 2026

2 min read

ATS sanctioned over trade info leakage ATS sanctioned over trade info leakage

Regulation

ATS sanctioned over trade info leakage

Tribunal approved OSC's settlement with Liquidnet Canada

By James Langton |April 15, 2026

2 min read

CIRO proposes short-selling reforms CIRO proposes short-selling reforms

Regulation

CIRO proposes short-selling reforms

SRO drops mandatory close-out proposal, adds new conduct-based approach

By James Langton |April 2, 2026

3 min read

Investor class-action settlement approved Investor class-action settlement approved

Regulation

Investor class-action settlement approved

Defendants to pay $8 million, including $2.4 million for class counsel

By James Langton |April 2, 2026

2 min read