Self-regulatory organization

CIRO set to launch disgorgement payout program

CIRO set to launch disgorgement payout program

Harmed investors will be able to make claims for share of sanctions, April 1

By James Langton |March 20, 2026

2 min read

MX adopts new compliance remediation process

MX adopts new compliance remediation process

Initiative seeks greater efficiency, transparency for regulatory misdemeanors

By James Langton |March 16, 2026

2 min read

CIRO tribunal erred, BCSC panel rules

CIRO tribunal erred, BCSC panel rules

Provincial regulator orders case returned to the SRO to be reconsidered

By James Langton |April 8, 2025

2 min read