Securities

Cross-border securities investment ramps up Cross-border securities investment ramps up

Investments

Cross-border securities investment ramps up

Foreign investors increase exposure to Canada, domestic investors add to U.S. holdings: StatCan

By James Langton |February 18, 2025

2 min read

Court rules BCSC panel’s process was unfair Court rules BCSC panel’s process was unfair

Regulation

Court rules BCSC panel’s process was unfair

Target of insider trading case was prevented from airing abuse of process claims, court says

By James Langton |November 18, 2024

3 min read

SEC expands FINRA’s jurisdiction SEC expands FINRA’s jurisdiction

Regulation

SEC expands FINRA’s jurisdiction

New rule sharply narrows prop traders' SRO exemption

By James Langton |August 23, 2023

2 min read

Adviser’s insider trading more extensive than SEC thought Adviser’s insider trading more extensive than SEC thought

Regulation

Adviser’s insider trading more extensive than SEC thought

Offshore stock trades came alongside previously-sanctioned options trades

By James Langton |August 2, 2023

1 min read