Securities

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CSA proposes changes to venture issuer disclosure

The Canadian Securities Administrators (CSA) today published for comment proposed amendments that would streamline disclosure by venture issuers.

By Staff |May 22, 2014

1 min read

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Wall Street warms to new derivatives rule

Wall Street banks are embracing a new derivatives rule they previously lobbied against, reports the New York Times.

By Staff |May 5, 2014

1 min read

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Former BoA CFO barred from public companies

Former Bank of America CFO Joe Price is barred from serving as an officer or director of a public company for the next 18 months.

By Staff |April 28, 2014

1 min read

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Oliver will push for national regulator: experts

A national securities regulator has a powerful ally in new federal finance minister Joe Oliver.

By Jessica Bruno |March 20, 2014

3 min read

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Be proactive to prevent fraud, says CSA

Securities regulators stress that being an informed investor is the best defence against investment fraud.

By Staff |March 4, 2014

1 min read

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Economic Indicators

Government reports progress on national regulator

Despite little news in yesterday’s budget, the federal government’s still keen to establish a national securities regulator, and bureaucrats are making progress on the measure.

By Jessica Bruno |February 11, 2014

2 min read

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CSA releases status reports on fiduciary duty, fund fees

The CSA published status reports on two recent consultations related to mutual fund fees and the appropriateness of introducing a statutory best interest duty.

By Staff |December 17, 2013

1 min read

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Supreme Court upholds investor rights

The Supreme Court has given the go-ahead for investors to launch a class-action suit against fund companies involved in market timing in the early 2000s.

By Melissa Shin |December 13, 2013

2 min read

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Fund companies could face double jeopardy

The Supreme Court of Canada has dismissed an appeal from fund companies, making them vulnerable to class-action lawsuits even if they settle with a regulator.

By Melissa Shin |December 12, 2013

3 min read

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Supreme Court says act professionally, or else

Advisors need to lock down their professionalism in light of yesterday’s ruling from the Supreme Court, says Advocis.

By Melissa Shin |December 6, 2013

3 min read

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