SEC

OSC proposes whistleblower program Fallback Image Decorative pattern

Industry

OSC proposes whistleblower program

Compliance roundup

By Staff |March 20, 2015

6 min read

SEC boss answers claims regulator’s soft on big banks Fallback Image Decorative pattern

Industry

SEC boss answers claims regulator’s soft on big banks

SEC chair Mary Jo White has addressed criticisms the regulator isn’t as harsh with the big banks as it should be, reports the New York Times’ DealB%k.

By Staff |March 12, 2015

1 min read

SEC suspends trading in 128 companies Fallback Image Decorative pattern

Industry

SEC suspends trading in 128 companies

The Securities and Exchange Commission has suspended trading in 128 inactive companies.

By Staff |March 2, 2015

2 min read

SEC busts Goodyear subsidiaries for bribery Fallback Image Decorative pattern

Industry

SEC busts Goodyear subsidiaries for bribery

The Securities and Exchange Commission has charged Goodyear Tire & Rubber Company with violating the Foreign Corrupt Practices Act (FCPA) when its subsidiaries paid bribes to land tire sales in Kenya and Angola.

By Staff |February 26, 2015

2 min read