SEC

Four tipsters, but just two awards Fallback Image Decorative pattern

Industry

Four tipsters, but just two awards

The pair of tipsters who have denied an award didn't provide info that contributed to the investigation, the SEC said

By James Langton |March 4, 2021

2 min read

Biden’s pick for SEC flags trading-app gimmicks for scrutiny Fallback Image Decorative pattern

Industry

Biden’s pick for SEC flags trading-app gimmicks for scrutiny

Gary Gensler says the regulator will study the use of “behavioural” technology in stock-trading apps

By Marcy Gordon, The Associated Press |March 2, 2021

4 min read

SEC suspends 15 stocks, citing social media hype Fallback Image Decorative pattern

Industry

SEC suspends 15 stocks, citing social media hype

Regulator concerned that investors may be duped by efforts to pump dormant stocks

By James Langton |February 26, 2021

1 min read

SEC pays combined US$3 million to two whistleblowers Fallback Image Decorative pattern

Industry

SEC pays combined US$3 million to two whistleblowers

They tipped the regulator to misconduct after each reported internally

By James Langton |February 19, 2021

1 min read