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CIRO publishes exam materials

SRO publishes syllabi, practice exams, ahead of shift to new proficiency model

By James Langton |July 21, 2025

1 min read

Connecting issuers and investors violated securities rules, regulator said

By James Langton |March 5, 2025

1 min read

FSRA brought similar allegations against the agent earlier this year

By James Langton |June 23, 2023

3 min read

Man permanently banned; ordered to pay $300,000 in disgorgement, penalties and costs

By James Langton |May 10, 2023

2 min read

Wealth leader Stephan Bourbonnais wants the iA businesses to lead the way in the new self-regulatory regime

By Katie Keir |February 15, 2023

4 min read

Firm failed to prevent unauthorized access to exchange's electronic trading system

By James Langton |February 9, 2023

2 min read

Side business allegedly enabled billions of stock trades

By James Langton |November 18, 2022

1 min read