OSC

Black banned from top posts at public companies

The OSC has banned Conrad Black from working as a director or officer of a public company, but is allowing him to trade securities.

By Staff |February 27, 2015

1 min read

Industry

OSC announces commissioner appointments

OSC Chair Howard Wetston has named three new Commissioners.

By Staff |February 4, 2015

1 min read

Industry

OSC defends exempt market proposals

A recent report criticized OSC’s EM regulation proposals. So OSC's James Turner has responded.

December 9, 2014

2 min read

Industry

Former hospital clerk charged over alleged unregistered trading

OSC has announced Shaida Bandali has been charged with alleged breaches of the Securities Act (Ontario).

By Staff |November 24, 2014

1 min read

Industry

OSC recognizes Aequitas Neo Exchange

Aequitas Neo Exchange Inc. has been recognized by the Ontario Securities Commission.

By Staff |November 17, 2014

1 min read

Industry

OSC to approve no-contest settlement with TD Bank

OSC may approve a no admit, no deny settlement regarding allegedly overcharged client accounts.

November 10, 2014

2 min read

Industry

Fraudster gets 3 years in jail

Keith Summers was sentenced to three years in jail today after pleading guilty to one count of fraud over $5,000 and one count of uttering a forged document.

By Staff |October 8, 2014

2 min read

Industry

Report summarizes OSC’s expectations

The OSC has published an Annual Summary Report, which sets out expectations for firms and individuals directly regulated by the OSC.

By Staff |September 25, 2014

1 min read

Industry

OSC proposes amendments to fee rules

The OSC has proposed amendments to OSC Rule 13-502 Fees and OSC Rule 13-503 (Commodity Futures Act) Fees for a 90-day comment period.

By Staff |September 18, 2014

2 min read

Industry

OSC funds FAIR with sanctions and settlement cash

The OSC will allocate $2.5 million in monetary sanctions and settlements to the Canadian Foundation for Advancement of Investor Rights (FAIR Canada).

By Staff |August 21, 2014

2 min read

← Previous 1 … 42 43 44 45 46 … 54 Next →