OSC

OSC calls for MSAC applications Fallback Image Decorative pattern

Industry

OSC calls for MSAC applications

The OSC is calling for applications to join its Market Structure Advisory Committee. The committee is a forum for issues associated with market structure and marketplace operations and acts as a source of input to help facilitate OSC policy development and rule-making. Serving two-year terms, the 12 to 15 committee members meet at least four […]

By Staff |June 8, 2017

1 min read

OSC requests applications for investment funds committee Fallback Image Decorative pattern

Industry

OSC requests applications for investment funds committee

The Ontario Securities Commission (OSC) is accepting applications for membership on its Investment Funds Product Advisory Committee (IFPAC). Established in 2011, IFPAC advises OSC staff on product developments and innovations in the investment funds and structured products industry, and provides feedback on policy and rule-making initiatives. Read: Commissions ban could push advisors to sell insurance […]

By Staff |May 31, 2017

1 min read

OSC paper details ‘responsive’ regulation Fallback Image Decorative pattern

Industry

OSC paper details ‘responsive’ regulation

The Ontario Securities Commission (OSC) has released A Framework for Responsive Market Regulation, a paper presented at Oxford University that addresses how Canadian regulators are responding to changes in the market. Presented at a market structure conference at St. John’s College, Oxford University, on April 21, the paper sets out the OSC’s approach to regulatory […]

By Staff |May 25, 2017

1 min read

OSC sets roundtable date for derivatives code Fallback Image Decorative pattern

Industry

OSC sets roundtable date for derivatives code

The OSC has announced the agenda and list of panelists for an upcoming roundtable to discuss CSA’s proposed investor protection regime for over-the-counter derivatives markets. The roundtable will take place on May 29 from 9 a.m. to 12 p.m. on the 22nd floor of the OSC’s offices, 20 Queen St. West, Toronto. The discussion will […]

By Staff |May 23, 2017

1 min read