OSC

MFDA seeks additional sanctions in OSC review Fallback Image Decorative pattern

Industry

MFDA seeks additional sanctions in OSC review

The SRO argues a hearing panel erred by failing to impose a fine against a rep who misappropriated a client's money

By James Langton |April 20, 2021

2 min read

Pandemic puts finances in focus for investors, OSC reports Pandemic puts finances in focus for investors, OSC reports

Industry

Pandemic puts finances in focus for investors, OSC reports

Market research finds the crisis is likely to impact saving and spending behaviour

By James Langton |April 12, 2021

2 min read

OSC takes aim at crypto platforms Fallback Image Decorative pattern

Industry

OSC takes aim at crypto platforms

The regulator is giving firms until April 19 to reveal plans to comply with new guidance

By James Langton |March 29, 2021

2 min read

Ontario moving ahead with expanded mandate for OSC Ontario moving ahead with expanded mandate for OSC

Industry

Ontario moving ahead with expanded mandate for OSC

The provincial budget signals action on certain proposals from the modernization task force

By James Langton |March 24, 2021

3 min read