OSC

OSC awards $481K to whistleblower OSC awards $481K to whistleblower

Industry

OSC awards $481K to whistleblower

The insider provided information the commission otherwise could not have obtained

By Staff |March 20, 2023

1 min read

Wanted: More whistleblowers, bigger awards Wanted: More whistleblowers, bigger awards

Industry

Wanted: More whistleblowers, bigger awards

OSC touts success of tip line, hopes to expand its reach

By James Langton |March 9, 2023

2 min read

Banned rep allowed to keep inheritance Fallback Image Decorative pattern

Industry

Banned rep allowed to keep inheritance

Tribunal finds that rep's interest in client's estate didn't result from a breach of securities law

By James Langton |March 1, 2023

3 min read

OSC sanctions former investment banker for insider trading Fallback Image Decorative pattern

Industry

OSC sanctions former investment banker for insider trading

Man settled allegations of trading ahead of miner's acquisition

By James Langton |February 23, 2023

1 min read