Ontario Capital Markets Tribunal

Court rejects Bridging execs’ appeal

Court rejects Bridging execs’ appeal

Renewed bid for a stay of OSC enforcement proceedings denied

By James Langton |May 19, 2026

3 min read

Execs sanctioned in OSC settlement

Execs sanctioned in OSC settlement

Company failed to disclose shares paid to officers

By James Langton |May 11, 2026

2 min read

Fraudster banned by Ontario tribunal

Fraudster banned by Ontario tribunal

Man convicted in RRSP unlocking scheme sanctioned

By James Langton |May 1, 2026

1 min read

ATS sanctioned over trade info leakage

ATS sanctioned over trade info leakage

Tribunal approved OSC's settlement with Liquidnet Canada

By James Langton |April 15, 2026

2 min read

OSC secures ban on Canadian convicted in U.S.

OSC secures ban on Canadian convicted in U.S.

Hedge fund trader pleaded guilty in market manipulation case

By James Langton |April 13, 2026

1 min read

OSC seeks settlement with ATS over trade controls

OSC seeks settlement with ATS over trade controls

Tribunal to consider settlement with Liquidnet over allegedly faulty controls

By James Langton |April 10, 2026

2 min read

Adjudicator in OSC vs. Purpose case steps down

Adjudicator in OSC vs. Purpose case steps down

Social relationship with regulator's key witness in case leads to recusal

By James Langton |April 10, 2026

3 min read

Ontario tribunal bans B.C. man under U.S. sanctions

Ontario tribunal bans B.C. man under U.S. sanctions

SEC alleged Canadian involved in penny stock pump-and-dump scheme

By James Langton |April 9, 2026

2 min read

Tribunal bans absentee Ponzi schemer

Tribunal bans absentee Ponzi schemer

Fraudster sentenced in absentia after pleading guilty

By James Langton |April 3, 2026

2 min read

Tribunal bans trader, after the first ban didn’t take

Tribunal bans trader, after the first ban didn’t take

Initial sanction allowed RRSP, but he traded TFSA, margin accounts too

By James Langton |January 26, 2026

2 min read