OBSI

Suitability issues most common complaint: OBSI Fallback Image Decorative pattern

Industry

Suitability issues most common complaint: OBSI

OBSI says suitability of investment or advice continues to be the most common complaint issue.

By Staff |March 10, 2016

1 min read

Top Nova Scotia regulator to head OBSI Fallback Image Decorative pattern

Industry

Top Nova Scotia regulator to head OBSI

Currently chair and CEO of the Nova Scotia Securities Commission, Sarah Bradley will lead OBSI.

By Staff, with files from The Canadian Press |August 5, 2015

2 min read

OBSI names and shames Saskatoon-based dealer Fallback Image Decorative pattern

Industry

OBSI names and shames Saskatoon-based dealer

OBSI has announced that Sentinel Financial Management Corp. has refused the ombudsman’s recommendation to compensate a retired investor in the amount of $55,000.

By Staff |May 28, 2015

1 min read

OBSI ‘names and shames’ 3 more firms Fallback Image Decorative pattern

Industry

OBSI ‘names and shames’ 3 more firms

OBSI has issued three more “name and shame” press releases identifying firms that have refused the ombudsman’s investor compensation recommendations.

By Staff |April 30, 2015

1 min read