mutual fund dealers

Tax & Estate

CRA to postpone enforcement of GST/HST on trailing commissions

Agency intends “material extension” of July 1 deadline, EY says

By Michelle Schriver |May 15, 2026

5 min read

Regulation

Managed accounts, marketing in OSC crosshairs

Regulator details compliance priorities for year ahead

By James Langton |May 14, 2026

2 min read

Regulation

SCC to rule on dealer’s appeal request

Dispute arose over sale of dealer's book, non-compete deal

By James Langton |May 8, 2026

2 min read

Regulation

Latest OBSI review kicks off

New evaluation comes amid regulators' ongoing reform work

By James Langton |March 2, 2026

2 min read

Industry

Clients’ questions about CIRO data breach fall to advisors, dealers

“We can’t answer the questions that clients are asking,” dealer says

By Michelle Schriver |February 17, 2026

8 min read

Regulation

CIRO ready to end dual-dealer model

SRO proposes consolidated rulebook, alongside end to dual registration

By James Langton |February 12, 2026

2 min read

Regulation

GST/HST on trailing commissions to be enforced July 1: CRA notice

Date not reasonable for industry implementation, tax practitioner says

By Michelle Schriver |February 10, 2026

3 min read

Tax News

GST/HST on mutual fund trailers comes with compliance costs, audit risk

Firms weigh in on what CRA’s new stance on trailing commissions means for dealers, advisors and fund managers

By Michelle Schriver |January 23, 2026

3 min read

Industry

Trailing commissions to be subject to GST/HST: tax interpretation

Dealers, advisors brace for July 1 implementation deadline

By Michelle Schriver |January 22, 2026

8 min read

Regulation

CIRO to issue final dealer rules in February

Final consultation on merged dealer rules will get 120-day comment period

By James Langton |December 3, 2025

2 min read

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