misconduct

CIRO settles with PFSL over supervisory issues CIRO settles with PFSL over supervisory issues

Regulation

CIRO settles with PFSL over supervisory issues

Reps allegedly took $1 million from an elderly client

By James Langton |April 22, 2026

2 min read

BCSC adds to ex-rep’s CIRO sanctions BCSC adds to ex-rep’s CIRO sanctions

Regulation

BCSC adds to ex-rep’s CIRO sanctions

Former rep traded investors' discount brokerage accounts for them

By James Langton |January 15, 2026

2 min read