market manipulation

Court refuses ASC appeal Court refuses ASC appeal

Regulation

Court refuses ASC appeal

No grounds to intervene in ongoing enforcement case

By James Langton |May 6, 2026

2 min read

OSC secures ban on Canadian convicted in U.S. OSC secures ban on Canadian convicted in U.S.

Regulation

OSC secures ban on Canadian convicted in U.S.

Hedge fund trader pleaded guilty in market manipulation case

By James Langton |April 13, 2026

1 min read

Ontario tribunal bans B.C. man under U.S. sanctions Ontario tribunal bans B.C. man under U.S. sanctions

Regulation

Ontario tribunal bans B.C. man under U.S. sanctions

SEC alleged Canadian involved in penny stock pump-and-dump scheme

By James Langton |April 9, 2026

2 min read

CIRO wraps guidance update project CIRO wraps guidance update project

Regulation

CIRO wraps guidance update project

SRO issues revisions to gatekeeper, trading supervision obligations

By James Langton |March 27, 2026

1 min read