investor protection

CIRO breach deadline reminder: Sign up for credit protection services CIRO breach deadline reminder: Sign up for credit protection services

Industry News

CIRO breach deadline reminder: Sign up for credit protection services

For affected registrants, the sign-up period is about to end; the deadline for investors is April 30

By Michelle Schriver |January 30, 2026

2 min read

New Brunswick bolsters investor protection New Brunswick bolsters investor protection

Regulation

New Brunswick bolsters investor protection

Bill raises enforcement penalties, enables binding dispute resolution

By James Langton |January 28, 2026

1 min read

Former rep convicted on fraud charges Former rep convicted on fraud charges

Regulation

Former rep convicted on fraud charges

Previously banned advisor found guilty of six out of 10 counts

By James Langton |January 27, 2026

3 min read

Tribunal bans trader, after the first ban didn’t take Tribunal bans trader, after the first ban didn’t take

Regulation

Tribunal bans trader, after the first ban didn’t take

Initial sanction allowed RRSP, but he traded TFSA, margin accounts too

By James Langton |January 26, 2026

2 min read