Funds

Court asks for evidence of closet indexing Fallback Image Decorative pattern

Industry

Court asks for evidence of closet indexing

Plaintiffs in proposed class action must show that active funds tracked index

By James Langton |October 27, 2022

2 min read

CFRs lead to more KYP scrutiny Fallback Image Decorative pattern

Industry

CFRs lead to more KYP scrutiny

Significant product changes offer opportunities to engage clients, get to know them better and address suitability

By Michelle Schriver |September 19, 2022

4 min read

SEC proposes anti-greenwashing fund reforms Fallback Image Decorative pattern

Industry

SEC proposes anti-greenwashing fund reforms

Proposals to enhance disclosure to fund investors out for 60-day comment period

By James Langton |May 25, 2022

3 min read

What would a Russian bond default mean? Fallback Image Decorative pattern

Market Insights

What would a Russian bond default mean?

Holders of the bonds, such as funds that invest in emerging market bonds, could take serious losses

By The Associated Press |March 15, 2022

5 min read