Fraud

OSC seeks to ban former fund industry exec Fallback Image Decorative pattern

Industry

OSC seeks to ban former fund industry exec

Regulator pursuing ban against David Singh for fraud conviction

By James Langton |June 15, 2023

2 min read

Rep sanctioned for overlooking red flags Rep sanctioned for overlooking red flags

Industry

Rep sanctioned for overlooking red flags

CIRO says rep failed to meet gatekeeper obligations by ignoring suspicious trading

By James Langton |June 14, 2023

2 min read

Feds consult on fighting money laundering and terrorist financing Feds consult on fighting money laundering and terrorist financing

Industry

Feds consult on fighting money laundering and terrorist financing

Government also seeks comment on creation of new financial crimes agency

By Rudy Mezzetta |June 7, 2023

2 min read

Calgary fraudster gets seven-year sentence Fallback Image Decorative pattern

Industry

Calgary fraudster gets seven-year sentence

The man was also ordered to pay more than $2 million in restitution to victims

By James Langton |June 1, 2023

1 min read