enforcements

BCSC pursues disgorgement in long-running case BCSC pursues disgorgement in long-running case

Regulation

BCSC pursues disgorgement in long-running case

Panel lifts stay, refines order in case that led to landmark ruling

By James Langton |March 18, 2026

2 min read

FINTRAC fines firms for compliance failings FINTRAC fines firms for compliance failings

Regulation

FINTRAC fines firms for compliance failings

Agency sanctions breaches of anti-money laundering rules

By James Langton |February 5, 2026

1 min read

Proposed fine too light, CIRO panel finds Proposed fine too light, CIRO panel finds

Regulation

Proposed fine too light, CIRO panel finds

Triple the proceeds of misconduct deemed more adequate deterrent

By James Langton |January 15, 2026

3 min read

BCSC adds to ex-rep’s CIRO sanctions BCSC adds to ex-rep’s CIRO sanctions

Regulation

BCSC adds to ex-rep’s CIRO sanctions

Former rep traded investors' discount brokerage accounts for them

By James Langton |January 15, 2026

2 min read