enforcement

Class action against FSRA over PACE dismissed

Court rejects theory that investor disclosure is required for share transfers

By James Langton |March 2, 2026

2 min read

CIRO sanctions firm, exec for trading misconduct

Panel issues fines, disgorgement, along with suspensions

By James Langton |February 19, 2026

2 min read

B.C. court sides with brokerage on loan guarantee

Nothing to indicate account setup was illegal, court finds

By James Langton |February 19, 2026

2 min read

BoC hits fintech with compliance order

Bank halts retail payment activity, citing concerns about shortfall

By James Langton |February 18, 2026

2 min read