enforcement

Allianz Global pays US$6 billion to resolve fraud charges Fallback Image Decorative pattern

Industry

Allianz Global pays US$6 billion to resolve fraud charges

Fund managers hid risk of complex trading strategy that blew up in March 2020

By James Langton |May 17, 2022

3 min read

Private equity fund CEO gets jail for fraud Fallback Image Decorative pattern

Industry

Private equity fund CEO gets jail for fraud

Scheme secured US$133 million in loans based on forged documents

By James Langton |May 13, 2022

1 min read

UBS settles with MX UBS settles with MX

Industry

UBS settles with MX

Firm settled allegations involving unapproved electronic access

By James Langton |May 11, 2022

1 min read

SEC alleges motley insider trading scheme SEC alleges motley insider trading scheme

Industry

SEC alleges motley insider trading scheme

A tech worker from Idaho has been accused of securities fraud for allegedly trading ahead of the release of stock recommendations from the Motley Fool investment service. The U.S. attorney’s office for the Southern District of New York charged David Stone, 36, with one charge of securities fraud, for allegedly front running stock tips before […]

By James Langton |May 4, 2022

2 min read