enforcement

Court approves $78M distribution from Bridging fund to institutional investors Fallback Image Decorative pattern

Industry

Court approves $78M distribution from Bridging fund to institutional investors

PwC was also given a procedure to identify and quantify the claims from other Bridging investors

By Mark Burgess |July 21, 2022

2 min read

MFDA bans, fines former advisor $300K for funds misappropriation Fallback Image Decorative pattern

Industry

MFDA bans, fines former advisor $300K for funds misappropriation

The four victims included insurance clients and were the advisor's family members

By Staff |July 21, 2022

2 min read

OSC uses inter-jurisdictional order to ban U.S. fraudster Fallback Image Decorative pattern

Industry

OSC uses inter-jurisdictional order to ban U.S. fraudster

Morrie Tobin was convicted in the U.S. for his role in a pump-and-dump scheme

By Mark Burgess |July 20, 2022

2 min read

OSC permanently bans convicted fraudster Fallback Image Decorative pattern

Industry

OSC permanently bans convicted fraudster

The ASC had permanently banned Christopher Uitvlugt earlier this year

By Staff |July 20, 2022

2 min read