enforcement

Whistleblower gets US$279 million for SEC tip Whistleblower gets US$279 million for SEC tip

Industry

Whistleblower gets US$279 million for SEC tip

Record-setting payout follows tip that caused regulator to widen ongoing investigation, prompted action from a second federal agency

By James Langton |May 5, 2023

2 min read

ASC, OSC give firms deadline extension on derivatives data reporting Fallback Image Decorative pattern

Industry

ASC, OSC give firms deadline extension on derivatives data reporting

As LIBOR ends, regulators cut firms some slack

By James Langton |May 4, 2023

1 min read

Institutions seek $35 million back from Bridging fund Institutions seek $35 million back from Bridging fund

Industry

Institutions seek $35 million back from Bridging fund

Investors argue it would be unfair for them to subsidize other victims

By James Langton |May 3, 2023

3 min read

Cease-trade orders need expiry dates, tribunal rules Fallback Image Decorative pattern

Industry

Cease-trade orders need expiry dates, tribunal rules

OSC sought to extend order until enforcement proceedings finish

By James Langton |May 2, 2023

2 min read