enforcement

Real estate venture involved securities fraud: Tribunal Real estate venture involved securities fraud: Tribunal

Regulation

Real estate venture involved securities fraud: Tribunal

Panel rejects OSC's allegations on unregistered trading, other breaches

By James Langton |May 8, 2025

2 min read

Challenge to BCSC investigation revived on appeal Challenge to BCSC investigation revived on appeal

Regulation

Challenge to BCSC investigation revived on appeal

Ex-rep should be allowed to pursue claim of "bad faith" against regulator

By James Langton |May 6, 2025

3 min read

Court orders costs security in OSC appeal Court orders costs security in OSC appeal

News

Court orders costs security in OSC appeal

Legal challenge to enforcement findings will need $100K in funds to continue

By James Langton |May 5, 2025

3 min read

CIRO panel rejects allegations against ex-rep CIRO panel rejects allegations against ex-rep

News

CIRO panel rejects allegations against ex-rep

Panel believed rep's evidence over allegations from former client

By James Langton |April 29, 2025

3 min read